SFC Licences of LI Hiu Tung 李曉東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aden Financial Group Limited 亞丁金融集團有限公司 RO 2 30 October 2018 30 April 2020
Aden Financial Group Limited 亞丁金融集團有限公司 RO 1 30 October 2018 30 April 2020
Prime Cdex Futures Limited 乾立亨期貨有限公司 RO 2 27 January 2017 02 June 2018
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 1 27 January 2017 02 June 2018
Prime Cdex Futures Limited 乾立亨期貨有限公司 RE 2 08 November 2016 27 January 2017
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 08 November 2016 27 January 2017
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 18 October 2012 27 October 2016
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 18 October 2012 27 October 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 09 November 2006 04 October 2012
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 03 October 2006 04 October 2012
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 03 October 2006 04 October 2012
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 RE 3 22 June 2005 15 September 2006
Emperor Futures Limited 英皇期貨有限公司 RE 2 21 May 2005 15 September 2006