SFC Licences of LLOYD Rachel Freda 羅愛欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 21 March 2014 | 11 October 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 21 March 2014 | 11 October 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 10 April 2012 | 10 March 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 August 2010 | 10 March 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 23 April 2005 | 26 April 2006 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 23 April 2005 | 26 April 2006 |