SFC Licences of SMITH Nicholas Michael Ainsley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 25 May 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 April 2005 | 25 May 2016 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 25 April 2005 | 31 August 2013 |