SFC Licences of WONG Po Chin 黃步前

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CCB International Securities Limited 建銀國際證券有限公司	RE	4	27 April 2022
CCB International Securities Limited 建銀國際證券有限公司	RE	1	27 April 2022
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	12 May 2021	17 March 2022
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	13 April 2021	17 March 2022
Yellow River Securities Limited 黃河證券有限公司	RE	1	14 April 2020	29 March 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	01 February 2019	17 October 2019
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	07 January 2019	17 October 2019
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	1	15 February 2017	19 October 2018
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	05 August 2016	27 January 2017
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	08 March 2012	30 November 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司	RE	4	16 October 2009	03 February 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司	RE	1	28 September 2009	03 February 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	08 August 2008	15 August 2009
UBS Securities Asia Limited	RE	2	05 June 2008	04 July 2008
UBS Securities Asia Limited	RE	1	04 September 2006	04 July 2008
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	23 April 2005	05 August 2006