SFC Licences of ONUMA Yusuke 大沼祐介
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 14 December 2012 | 21 December 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 14 December 2012 | 21 December 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 December 2012 | 21 December 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 11 June 2012 | 22 June 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 11 June 2012 | 22 June 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 June 2012 | 22 June 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 April 2005 | 13 September 2008 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 25 April 2005 | 13 September 2008 |