SFC Licences of CHEN Pei-Hui, Kathy 陳姵惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Allianz Global Investors Asia Pacific Limited | RE | 9 | 01 June 2015 | 06 May 2017 |
Allianz Global Investors Asia Pacific Limited | RE | 4 | 01 June 2015 | 06 May 2017 |
RCM Asia Pacific Limited | RE | 9 | 09 September 2010 | 31 May 2015 |
RCM Asia Pacific Limited | RE | 4 | 24 August 2010 | 31 May 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 May 2005 | 30 July 2010 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 09 May 2005 | 30 July 2010 |