SFC Licences of LAI Ying Xi, Nicola 賴穎熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 5 | 06 July 2015 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 06 July 2015 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 9 | 19 January 2011 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 19 January 2011 | |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 22 March 2010 | 15 January 2011 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 16 October 2008 | 15 January 2011 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 9 | 02 June 2008 | 18 September 2008 |
| Fortis Investment Management Hong Kong Limited | RE | 9 | 01 November 2007 | 15 August 2008 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 9 | 21 February 2007 | 31 October 2007 |