SFC Licences of KING Steven Michael

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	25 February 2020	11 June 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	13 July 2017	12 September 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	13 July 2017	12 September 2019
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	01 March 2016	13 April 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	01 March 2016	13 April 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	01 March 2016	13 April 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	01 March 2016	13 April 2017
Morgan Stanley Hong Kong Securities Limited	RE	7	24 July 2013	27 August 2015
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	27 August 2015
Morgan Stanley Hong Kong Securities Limited	RE	1	12 June 2009	27 August 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	28 April 2005	27 August 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	28 April 2005	24 July 2013
Morgan Stanley Hong Kong Futures Limited	RE	2	28 April 2005	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	7	28 April 2005	06 December 2010