SFC Licences of HASKINS Andrew Robin Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pamfleet Asset Management (HK) Limited 鵬里資產管理(香港)有限公司 | RE | 4 | 16 February 2023 | 05 September 2023 |
Pamfleet Asset Management (HK) Limited 鵬里資產管理(香港)有限公司 | RE | 1 | 16 February 2023 | 05 September 2023 |
Aletheia Technologies Limited | RO | 4 | 06 January 2014 | 07 October 2014 |
Aletheia Technologies Limited | RE | 4 | 06 February 2013 | 06 January 2014 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 4 | 26 January 2012 | 25 September 2012 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 26 April 2011 | 26 January 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 20 November 2006 | 10 December 2008 |
HSBC Securities (Asia) Limited | RE | 4 | 04 May 2005 | 12 November 2005 |