SFC Licences of HO Siu Yung 何紹容

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 4 13 August 2015 18 August 2017
HSBC Investment Funds (Hong Kong) Limited RE 1 13 August 2015 18 August 2017
HSBC Global Asset Management (Hong Kong) Limited RE 4 13 August 2015 18 August 2017
HSBC Global Asset Management (Hong Kong) Limited RE 1 13 August 2015 18 August 2017
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 12 January 2012 29 July 2015
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 12 January 2012 29 July 2015
NNIP Hong Kong Limited RE 4 15 November 2010 25 November 2011
NNIP Hong Kong Limited RE 1 15 November 2010 25 November 2011
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 18 May 2005 31 August 2010
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 9 18 May 2005 31 August 2010
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 18 May 2005 31 August 2010