SFC Licences of HO Siu Yung 何紹容
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 13 August 2015 | 18 August 2017 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 13 August 2015 | 18 August 2017 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 13 August 2015 | 18 August 2017 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 13 August 2015 | 18 August 2017 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 12 January 2012 | 29 July 2015 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 12 January 2012 | 29 July 2015 |
NNIP Hong Kong Limited | RE | 4 | 15 November 2010 | 25 November 2011 |
NNIP Hong Kong Limited | RE | 1 | 15 November 2010 | 25 November 2011 |
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 18 May 2005 | 31 August 2010 |
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 18 May 2005 | 31 August 2010 |
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 4 | 18 May 2005 | 31 August 2010 |