SFC Licences of WONG Sau Man 黃秀文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RE 4 26 April 2023
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RE 1 26 April 2023
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RE 4 12 September 2019 25 April 2023
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RE 1 12 September 2019 25 April 2023
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 July 2016 18 July 2019
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 18 July 2019
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 19 May 2015 30 June 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 09 March 2015 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 09 March 2015 30 June 2016
GEO Securities Limited 智易東方證券有限公司 RE 1 14 August 2013 25 February 2015
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 04 October 2011 05 August 2013
Midland Wealth Management Limited 美聯資產管理有限公司 RE 1 27 January 2010 26 September 2011
Midland Wealth Management Limited 美聯資產管理有限公司 RE 4 12 May 2009 26 September 2011
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 25 March 2008 22 April 2009
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 28 June 2006 01 March 2008
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 06 June 2005 18 May 2006