SFC Licences of SHEN Jen Der 沈振德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 25 March 2020 | 01 May 2022 |
| BS Securities Limited 大成功證券有限公司 | RO | 1 | 18 June 2019 | 03 March 2020 |
| BOSC International Company Limited 上銀國際有限公司 | RE | 6 | 07 July 2017 | 24 September 2017 |
| BOSC International Company Limited 上銀國際有限公司 | RE | 1 | 07 July 2017 | 24 September 2017 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RO | 1 | 13 May 2016 | 31 May 2017 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RO | 6 | 23 February 2016 | 31 May 2017 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 21 December 2015 | 23 February 2016 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 1 | 30 March 2015 | 01 December 2015 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 6 | 21 May 2014 | 01 December 2015 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 19 July 2012 | 30 March 2015 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 19 July 2012 | 21 May 2014 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 04 May 2005 | 21 July 2006 |