SFC Licences of POIROT Laurent Marie Bernard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 27 June 2017 | 15 July 2019 |
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 9 | 24 March 2016 | 15 July 2019 |
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 4 | 24 March 2016 | 15 July 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 2 | 02 March 2015 | 13 June 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 02 March 2015 | 13 June 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 29 July 2013 | 02 March 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 July 2013 | 02 March 2015 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 27 April 2013 |
Merrill Lynch Far East Limited | RE | 1 | 05 May 2005 | 27 April 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 May 2005 | 27 April 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 05 May 2005 | 20 August 2010 |