SFC Licences of TAY Li Choo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 31 December 2010 | 03 August 2018 |
MUSHK Limited | RE | 1 | 16 August 2010 | 30 December 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 21 March 2007 | 20 April 2007 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 05 May 2005 | 20 April 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 May 2005 | 20 April 2007 |