SFC Licences of TAY Li Choo

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 31 December 2010 03 August 2018
MUSHK Limited RE 1 16 August 2010 30 December 2010
Merrill Lynch (Asia Pacific) Limited RE 7 21 March 2007 20 April 2007
Merrill Lynch Futures (Hong Kong) Limited RE 2 05 May 2005 20 April 2007
Merrill Lynch (Asia Pacific) Limited RE 1 05 May 2005 20 April 2007