SFC Licences of LEE Chun Sing 李振聲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MAP Partners Limited 宏圖基金管理有限公司 RO 9 05 November 2019
MAP Partners Limited 宏圖基金管理有限公司 RO 4 05 November 2019
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RO 9 16 May 2013 07 July 2019
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RO 4 16 May 2013 07 July 2019
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RO 1 16 May 2013 07 July 2019
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 9 08 September 2008 16 August 2011
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 4 08 September 2008 16 August 2011
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 1 08 September 2008 16 August 2011
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 9 08 September 2008 16 August 2011
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 4 08 September 2008 16 August 2011
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 1 08 September 2008 16 August 2011
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 03 June 2008 08 September 2008
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 03 June 2008 08 September 2008
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 03 June 2008 08 September 2008
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 03 June 2008 08 September 2008
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 03 June 2008 08 September 2008
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 03 June 2008 08 September 2008
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 9 20 April 2007 11 April 2008
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 20 April 2007 11 April 2008
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 20 April 2007 11 April 2008
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 03 May 2005 15 March 2007
JPMorgan Asset Management (Asia Pacific) Limited RE 9 03 May 2005 15 March 2007
JPMorgan Asset Management (Asia Pacific) Limited RE 4 03 May 2005 15 March 2007