SFC Licences of TANG Xiaobo 唐驍波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 23 October 2006 | 08 May 2013 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 25 October 2005 | 29 September 2006 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 04 May 2005 | 29 September 2006 |