SFC Licences of YIN Hao Chi, Alec 殷浩杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 4 | 15 March 2023 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 15 March 2023 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RO | 4 | 29 September 2022 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RO | 1 | 29 September 2022 | |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 29 September 2022 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 17 September 2021 | 29 September 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 19 February 2019 | 15 March 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 19 February 2019 | 15 March 2023 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 09 November 2011 | 07 November 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 May 2005 | 18 July 2011 |