SFC Licences of CHUNG Ching Kei, Philip 鍾正祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 25 January 2016 | 03 September 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 25 January 2016 | 03 September 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 25 January 2016 | 03 September 2018 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 2 | 06 September 2012 | 01 January 2016 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2010 | 01 January 2016 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 02 November 2010 | 01 January 2016 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 05 May 2005 | 20 November 2010 |