SFC Licences of LI Kiu 李僑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 11 June 2014 | 14 July 2015 |
| UBS Securities Asia Limited | RE | 1 | 18 January 2008 | 14 July 2015 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 05 May 2005 | 12 January 2008 |