SFC Licences of LAU Keith Ka Ki 劉家麒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FIL Investment Advisors | RE | 9 | 22 April 2014 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 22 April 2014 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 22 April 2014 | |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 09 May 2005 | 07 March 2006 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 09 May 2005 | 07 March 2006 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 09 May 2005 | 07 March 2006 |