SFC Licences of ZHAO Yan 趙彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
EQT Partners Asia Limited | RE | 4 | 13 March 2008 | 02 September 2008 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 20 April 2007 | 01 September 2007 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 1 | 10 May 2005 | 01 September 2007 |