SFC Licences of THOMAS Owen D
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 9 | 16 July 2008 | 29 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 7 | 16 July 2008 | 29 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 16 July 2008 | 29 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 5 | 16 July 2008 | 29 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 4 | 16 July 2008 | 29 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 16 July 2008 | 29 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 12 March 2008 | 16 July 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 12 March 2008 | 16 July 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 12 March 2008 | 16 July 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 12 March 2008 | 16 July 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 12 March 2008 | 16 July 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 March 2008 | 16 July 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 May 2005 | 22 May 2005 |