SFC Licences of HUANG Xiaobo 黃小波

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Innovation Asset Management Co., Limited 鼎新資產管理有限公司	RO	9	29 November 2023
Innovation Asset Management Co., Limited 鼎新資產管理有限公司	RO	4	29 November 2023
Innovation Asset Management Co., Limited 鼎新資產管理有限公司	RE	9	09 October 2023	29 November 2023
Innovation Asset Management Co., Limited 鼎新資產管理有限公司	RE	4	09 October 2023	29 November 2023
Booming Asset Management Limited 博明資產管理有限公司	RO	9	27 April 2021	12 September 2023
Booming Asset Management Limited 博明資產管理有限公司	RO	4	27 April 2021	12 September 2023
Booming Asset Management Limited 博明資產管理有限公司	RE	9	20 January 2021	27 April 2021
Booming Asset Management Limited 博明資產管理有限公司	RE	4	20 January 2021	27 April 2021
Greatwalle (International) Asset Management Co., Limited 長城匯理(國際)資産管理有限公司	RO	9	11 June 2020	21 November 2020
Greatwalle (International) Asset Management Co., Limited 長城匯理(國際)資産管理有限公司	RO	4	11 June 2020	21 November 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RO	9	31 August 2018	14 February 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RO	4	31 August 2018	14 February 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RE	9	26 July 2018	31 August 2018
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RE	4	26 July 2018	31 August 2018
Innovation Asset Management Co., Limited 鼎新資產管理有限公司	RO	9	08 June 2017	17 July 2018
Innovation Asset Management Co., Limited 鼎新資產管理有限公司	RO	4	08 June 2017	17 July 2018
Innovation Securities Co., Limited 鼎新證券有限公司	RE	1	04 July 2016	08 June 2017
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	26 August 2014	08 June 2016
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	26 August 2014	08 June 2016
Oberweis Asset Management (Asia) Limited	RO	9	07 July 2011	20 September 2012
Oberweis Asset Management (Asia) Limited	RE	9	22 April 2008	07 July 2011
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	4	12 May 2005	22 June 2006