SFC Licences of WHITE Jamie Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 20 January 2015 | 16 March 2017 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 20 January 2015 | 16 March 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 20 January 2015 | 16 March 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 20 January 2015 | 16 March 2017 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 15 July 2013 | 13 October 2014 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 15 July 2013 | 13 October 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 20 August 2010 | 28 March 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 August 2010 | 28 March 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 May 2008 | 12 May 2010 |
Merrill Lynch Far East Limited | RE | 1 | 02 June 2006 | 12 May 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 June 2006 | 12 May 2010 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 May 2005 | 03 April 2006 |