SFC Licences of LIE Suet Ching 李雪晶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sky Seal Global Limited 天璽環球有限公司 | RE | 9 | 26 July 2021 | |
Sky Seal Global Limited 天璽環球有限公司 | RE | 4 | 26 July 2021 | |
Golden K2 Securities Limited | RE | 1 | 23 November 2017 | 17 February 2020 |
Maxcess Capital Limited 至成資本有限公司 | RE | 9 | 23 November 2017 | 17 February 2020 |
Maxcess Capital Limited 至成資本有限公司 | RE | 4 | 23 November 2017 | 17 February 2020 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 24 May 2010 | 20 July 2012 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 07 December 2009 | 16 January 2010 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 04 December 2006 | 27 April 2008 |
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 4 | 13 May 2005 | 13 April 2006 |