SFC Licences of SO Cho Ho 蘇祖浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 03 February 2021 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 03 February 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 03 February 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 03 February 2021 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 02 August 2013 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 15 July 2013 | 15 January 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 15 July 2013 | 15 January 2021 |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 | RE | 1 | 30 August 2010 | 12 April 2013 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 13 May 2005 | 27 July 2010 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 13 May 2005 | 27 July 2010 |