SFC Licences of NIEDERBERGER Michael Robert

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ING Bank N.V. 6 27 April 2017
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 07 April 2011 06 December 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 07 April 2011 06 December 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 08 April 2009 15 March 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 08 April 2009 15 March 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 27 June 2005 09 March 2006
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 27 June 2005 09 March 2006