SFC Licences of NIEDERBERGER Michael Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ING Bank N.V. | 6 | 27 April 2017 | ||
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 07 April 2011 | 06 December 2014 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 07 April 2011 | 06 December 2014 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 08 April 2009 | 15 March 2011 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 08 April 2009 | 15 March 2011 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 27 June 2005 | 09 March 2006 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 27 June 2005 | 09 March 2006 |