SFC Licences of XU Ruimin 徐睿旻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Far East Horizon International Securities Limited 遠東宏信國際證券有限公司 RE 1 20 September 2023 12 October 2023
Far East Horizon International Securities Limited 遠東宏信國際證券有限公司 RO 1 27 March 2023 20 September 2023
First Seafront International Capital Limited 第一前海國際資本有限公司 RO 4 04 May 2020 08 April 2022
First Seafront International Capital Limited 第一前海國際資本有限公司 RO 6 12 August 2019 08 April 2022
First Seafront International Capital Limited 第一前海國際資本有限公司 RO 1 12 August 2019 08 April 2022
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 9 28 February 2018 17 July 2019
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 4 28 February 2018 17 July 2019
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 1 28 February 2018 17 July 2019
J.P. Morgan Securities (Far East) Limited RE 6 13 January 2012 23 January 2017
J.P. Morgan Securities (Far East) Limited RE 4 13 January 2012 23 January 2017
J.P. Morgan Securities (Far East) Limited RE 1 13 January 2012 23 January 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 12 May 2005 20 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 12 May 2005 20 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 12 May 2005 20 April 2007