SFC Licences of ZHU Hengqiu 朱恆秋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMSC Partners Limited 和信資本有限公司 RO 9 21 June 2021
Brightway Asset Management Limited 明道資產管理有限公司 RO 9 28 December 2017 28 February 2021
Lighthorse Asset Management (HK) Limited RE 9 14 April 2014 22 March 2017
Lighthorse Asset Management (HK) Limited RE 4 14 April 2014 22 March 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 29 July 2013 18 January 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 29 July 2013 18 January 2014
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 30 March 2012 12 April 2013
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 16 September 2011 12 April 2013
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 21 June 2010 29 July 2011
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 4 21 June 2010 29 July 2011
Prime Capital Management Company Limited 湧金資產管理有限公司 RE 9 03 December 2007 01 June 2010
Prime Capital Management Company Limited 湧金資產管理有限公司 RE 4 03 December 2007 01 June 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 13 May 2005 26 July 2007