SFC Licences of CHANG Alexander Paul 張明波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 24 August 2017 | 11 January 2023 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 24 August 2017 | 11 January 2023 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 24 August 2017 | 11 January 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 12 October 2015 | 23 April 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 12 October 2015 | 23 April 2016 |
| UBS Securities Asia Limited | RE | 1 | 12 October 2015 | 23 April 2016 |
| UBS Securities Asia Limited | RE | 4 | 29 September 2015 | 23 April 2016 |
| UBS Securities Asia Limited | RO | 4 | 20 August 2013 | 29 September 2015 |
| UBS Securities Asia Limited | RE | 4 | 27 October 2006 | 20 August 2013 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 13 May 2005 | 07 October 2006 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 13 May 2005 | 07 October 2006 |