SFC Licences of YIP Fung 葉豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Millennium Capital Management (Hong Kong) Limited RE 9 02 June 2020 06 July 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 08 January 2018 03 April 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 08 January 2018 03 April 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 23 September 2016 16 November 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 23 September 2016 16 November 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 25 April 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 25 May 2007 25 April 2016
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 23 April 2007 30 December 2011
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 23 April 2007 30 December 2011
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 13 May 2005 15 March 2007
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 13 May 2005 15 March 2007