SFC Licences of YIP Fung 葉豐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 02 June 2020 | 06 July 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 08 January 2018 | 03 April 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 08 January 2018 | 03 April 2020 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 23 September 2016 | 16 November 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 September 2016 | 16 November 2017 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 25 April 2016 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 25 May 2007 | 25 April 2016 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 23 April 2007 | 30 December 2011 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 23 April 2007 | 30 December 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 13 May 2005 | 15 March 2007 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 May 2005 | 15 March 2007 |