SFC Licences of LING Sau Fung 凌秀峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCI Securities Limited 中銀國際證券有限公司	RE	4	17 December 2020
BOCI Securities Limited 中銀國際證券有限公司	RE	2	11 September 2015
BOCI Securities Limited 中銀國際證券有限公司	RE	1	11 September 2015
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	24 March 2015	26 August 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	13 February 2012	26 August 2015
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	15 September 2011	26 August 2015
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	15 September 2011	26 August 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	31 July 2006	04 August 2007
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	28 March 2006	04 August 2007
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	28 March 2006	04 August 2007
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	28 March 2006	04 August 2007
Get Nice Futures Company Limited 結好期貨有限公司	RE	2	21 June 2005	10 February 2006
Get Nice Securities Limited 結好證券有限公司	RE	1	21 June 2005	10 February 2006