SFC Licences of LO Gilbert Yiu Tong 羅耀棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 1 | 15 July 2013 | 03 October 2014 |
T.F.S. Derivatives HK Limited | RE | 1 | 29 June 2012 | 25 September 2012 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 31 October 2005 | 04 August 2007 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 31 October 2005 | 04 August 2007 |
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 18 May 2005 | 07 October 2005 |