SFC Licences of LAI Ka Kit 黎家傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ASA Securities Limited 富國證券有限公司 RO 4 10 May 2021 06 November 2021
ASA Securities Limited 富國證券有限公司 RO 2 10 May 2021 06 November 2021
ASA Securities Limited 富國證券有限公司 RO 1 10 May 2021 06 November 2021
ASA Securities Limited 富國證券有限公司 RE 4 12 April 2021 10 May 2021
ASA Securities Limited 富國證券有限公司 RE 2 12 April 2021 10 May 2021
ASA Securities Limited 富國證券有限公司 RE 1 12 April 2021 10 May 2021
Tongjin Securities Limited 通金證券有限公司 RO 5 26 May 2020 11 February 2021
Tongjin Securities Limited 通金證券有限公司 RO 4 26 May 2020 11 February 2021
Tongjin Securities Limited 通金證券有限公司 RO 2 26 May 2020 11 February 2021
Tongjin Securities Limited 通金證券有限公司 RO 1 26 May 2020 11 February 2021
Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 RO 1 13 September 2019 15 May 2020
Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 RO 2 18 October 2018 15 May 2020
Investport (H.K.) Limited 投資港有限公司 RE 4 18 January 2018 03 September 2018
Investport (H.K.) Limited 投資港有限公司 RE 1 18 January 2018 03 September 2018
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 15 May 2007 06 September 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 10 April 2007 06 September 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 19 March 2007 06 September 2017
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 28 February 2007 07 March 2007
Quam Securities Limited 華富建業證券有限公司 RE 1 02 June 2005 15 January 2007