SFC Licences of CHAN Ping Kwan 陳秉鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 11 May 2023 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 11 May 2023 | |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 02 December 2020 | 28 April 2023 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 02 December 2020 | 28 April 2023 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 25 January 2016 | 19 November 2020 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 25 January 2016 | 19 November 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 27 April 2015 | 08 January 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 01 June 2009 | 30 November 2010 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 16 February 2009 | 08 January 2016 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 17 May 2005 | 13 February 2009 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 17 May 2005 | 13 February 2009 |