SFC Licences of AU Chi On, Paul 區子安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mouette Securities Company Limited 海盈證券有限公司 | RE | 4 | 05 November 2020 | |
| Mouette Securities Company Limited 海盈證券有限公司 | RE | 1 | 05 November 2020 | |
| Intesa Sanpaolo SPA 意大利聯合聖保羅銀行股份有限公司 | 4 | 13 June 2013 | ||
| Intesa Sanpaolo SPA 意大利聯合聖保羅銀行股份有限公司 | 1 | 13 June 2013 | ||
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 14 October 2011 | 23 June 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 14 October 2011 | 23 June 2012 |
| China Earthcare Capital Limited | RO | 4 | 24 May 2010 | 16 August 2010 |
| China Earthcare Capital Limited | RO | 1 | 24 May 2010 | 16 August 2010 |