SFC Licences of YING Chi Kwan 邢紫君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Messis Capital Limited 大有融資有限公司 | RO | 6 | 16 February 2024 | 14 March 2024 |
Messis Capital Limited 大有融資有限公司 | RE | 1 | 05 January 2024 | 14 March 2024 |
Messis Capital Limited 大有融資有限公司 | RE | 6 | 05 January 2024 | 16 February 2024 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RO | 6 | 21 September 2022 | 14 March 2023 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 21 September 2022 | 14 March 2023 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 16 August 2022 | 21 September 2022 |
Red Sun Capital Limited 紅日資本有限公司 | RO | 6 | 05 October 2020 | 15 July 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 November 2019 | 25 March 2020 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 25 November 2019 | 25 March 2020 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 6 | 29 April 2019 | 25 March 2020 |
Sunfund Capital Limited 東皓資本有限公司 | RO | 6 | 27 October 2015 | 08 April 2019 |
RaffAello Capital Limited | RO | 6 | 10 February 2014 | 12 March 2015 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 27 October 2006 | 02 November 2013 |
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 6 | 28 May 2005 | 31 August 2006 |