SFC Licences of CHENG Chak Nam 鄭澤南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 9 | 02 September 2020 | |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 4 | 02 September 2020 | |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 21 July 2020 | |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 21 July 2020 | |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 13 June 2017 | 29 May 2020 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 13 June 2017 | 29 May 2020 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 20 May 2014 | 30 May 2017 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 20 May 2014 | 30 May 2017 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 03 February 2010 | 29 March 2014 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 03 December 2009 | 29 March 2014 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 03 December 2009 | 29 March 2014 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 27 June 2005 | 09 September 2009 |