SFC Licences of NG Tsz Ming 吳子明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Securities Limited 雲鋒證券有限公司 | RO | 1 | 29 November 2023 | |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 10 November 2023 | |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 28 April 2023 | 29 November 2023 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 28 April 2023 | |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 13 May 2014 | 19 February 2021 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 26 February 2013 | 28 February 2023 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 26 February 2013 | 28 February 2023 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 03 March 2009 | 04 February 2013 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 04 June 2007 | 04 February 2013 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 01 February 2007 | 30 March 2012 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 4 | 13 July 2005 | 20 November 2006 |