SFC Licences of TOTLA Vaibhav Vishnudas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 31 July 2020 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 October 2019 | |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 15 March 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 08 October 2007 | 20 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 May 2005 | 15 March 2014 |