SFC Licences of XU Hai 徐海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 | RO | 9 | 06 September 2019 | 23 January 2021 |
| Cloudview Capital Investment Management Limited 鋆昊資本投資管理有限公司 | RO | 9 | 29 November 2017 | 26 August 2019 |
| Cloudview Capital Investment Management Limited 鋆昊資本投資管理有限公司 | RE | 9 | 15 December 2014 | 29 November 2017 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 9 | 07 June 2013 | 17 November 2014 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 4 | 07 June 2013 | 17 November 2014 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 1 | 07 June 2013 | 17 November 2014 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 9 | 20 July 2011 | 17 November 2014 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 20 July 2011 | 17 November 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 26 May 2005 | 13 April 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 May 2005 | 13 April 2011 |