SFC Licences of LAI Ka Yan, Andrea 黎嘉欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 RO 9 07 December 2012
Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 RO 4 07 December 2012
Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 RE 9 18 June 2012 07 December 2012
Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 RE 4 18 June 2012 07 December 2012
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 02 November 2011 17 June 2012
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 02 November 2011 17 June 2012
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 02 November 2011 17 June 2012
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 16 November 2010 14 October 2011
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 16 November 2010 14 October 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 1 21 December 2009 14 October 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 10 August 2009 14 October 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 10 August 2009 14 October 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 27 June 2008 14 October 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 25 September 2007 14 October 2011
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RE 9 25 September 2007 13 August 2008
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 26 May 2005 14 October 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 26 May 2005 21 December 2009