SFC Licences of LAU So Mei, Susan 劉素媚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RE | 9 | 30 April 2010 | |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 15 February 2008 | |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 01 March 2007 | |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 25 May 2005 | 27 February 2007 |