SFC Licences of GUO Yang 郭洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RO | 9 | 16 May 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RO | 4 | 16 May 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 12 November 2020 | 16 May 2022 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 12 November 2020 | 16 May 2022 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 12 November 2020 | |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 | RE | 9 | 24 October 2016 | 10 February 2020 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 | RE | 4 | 24 October 2016 | 10 February 2020 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 12 May 2014 | 14 July 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 January 2010 | 05 September 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 June 2005 | 14 July 2016 |