SFC Licences of LIM Ying Ling Judy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
VTB Capital Hong Kong Limited | RO | 6 | 06 November 2017 | 30 September 2018 |
VTB Capital Hong Kong Limited | RO | 4 | 30 June 2011 | 30 September 2018 |
VTB Capital Hong Kong Limited | RO | 1 | 30 June 2011 | 30 September 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 June 2005 | 02 May 2008 |