SFC Licences of LAU Ngoi Yih 劉藹懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SAIL Advisors Limited | RE | 9 | 09 December 2008 | 22 January 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 25 January 2007 | 25 April 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 26 May 2005 | 25 April 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 May 2005 | 25 April 2008 |