SFC Licences of TAN Choon Ming 陳俊銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | RE | 10 | 23 September 2019 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 27 March 2018 | 04 July 2019 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 18 April 2012 | 31 December 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 4 | 10 August 2010 | 24 March 2012 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 26 February 2009 | 10 August 2010 |
| HSBC Securities (Asia) Limited | RE | 4 | 31 May 2005 | 12 November 2005 |