SFC Licences of TEO Kai Sin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 09 October 2008 | 01 August 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 24 September 2007 | 29 September 2008 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 18 July 2005 | 25 April 2007 |