SFC Licences of LAM Chit Fai, Ashley 林皙暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 December 2009 | 19 November 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 05 November 2008 | 13 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 05 November 2008 | 01 November 2013 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 25 April 2007 | 24 November 2008 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 17 April 2007 | 13 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 April 2007 | 13 November 2023 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 17 April 2007 | 24 November 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 January 2007 | 17 March 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 27 November 2006 | 17 March 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 November 2006 | 17 March 2007 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 01 June 2005 | 28 October 2006 |