SFC licenceholder AMB071 LAM Chit Fai, Ashley 林皙暉

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 31 March 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [4] (Advising on Securities) 29 December 2009 19 November 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [2] (Dealing in Futures Contracts) 05 November 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [7] (Providing Automated Trading Services) 05 November 2008 01 November 2013
Credit Suisse Futures (Hong Kong) Limited RE [7] (Providing Automated Trading Services) 25 April 2007 24 November 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities) 17 April 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 17 April 2007
Credit Suisse Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 17 April 2007 24 November 2008
Merrill Lynch Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 15 January 2007 17 March 2007
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 27 November 2006 17 March 2007
Merrill Lynch Far East Limited RE [1] (Dealing in Securities) 27 November 2006 17 March 2007
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE [1] (Dealing in Securities) 01 June 2005 28 October 2006