SFC Licences of ADACHI Mimiko 安達美味子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Vantage Capital Markets HK Limited | RO | 2 | 03 December 2020 | |
Vantage Capital Markets HK Limited | RO | 1 | 03 December 2020 | |
Vantage Capital Markets HK Limited | RE | 2 | 04 August 2009 | 03 December 2020 |
Vantage Capital Markets HK Limited | RE | 1 | 14 July 2009 | 03 December 2020 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 10 November 2008 | 18 April 2009 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 30 June 2005 | 01 June 2008 |